Assistant Compliance Auditor

Bromley Permanent £23,000 - £24,000
  • Full time, Permanent
  • Training provided

About Our Client

The company specialises in financial services and as part of a large business there is lots of room for progression and support.

Job Description

* Undertake customer care telephone calls and record findings
* 2nd line monitoring of field force of Financial Advisers
* Assist Compliance team with follow up/investigation of areas of concern
* Identify at risk performers
* Identify customer vulnerability
* Liaise with Compliance team to achieve monitoring targets
* Assist Compliance team with various MI for reporting purposes

The Successful Applicant

* Experience of working in Financial Services
* Knowledge of Life Assurance, Investment and Pension products
* Understanding of Conduct Risk and Treating Customers Fairly outcomes
* Excellent communication skills both written and verbal
* Ability to identify customer vulnerability and to act appropriately
* Motivation and ability to develop
* Educated to degree level desirable

What's on Offer

  • 35 hours a week
  • Monday to Friday
  • Full training provided
Contact
Ellie Watson
Quote job ref
JN-062022-5662851
Phone number
+44 162 260 4512

Job summary

Sector
Financial Services
Sub Sector
Compliance
Industry
Financial Services
Location
Bromley
Contract type
Permanent
Consultant name
Ellie Watson
Consultant phone
+44 162 260 4512
Job reference
JN-062022-5662851