Role details

Junior Compliance Monitoring Analyst

City of London   •   £27,000 - £30,000   •  Permanent

Bullet points

  • Exciting opportunity in Financial Services
  • Exposure to a Compliance department required

About Our Client

My client is a reputable Financial Services firm with head offices located in the City of London.

Job Description

Located in their City of London head offices and reporting directly into the Compliance Office, the Junior Compliance Monitoring Analyst will work closely with the front desks, operations and other members of the Compliance Department to help ensure that firm meets its legal and regulatory obligations. Responsibilities will include:

  • Complete compliance monitoring tasks on a daily basis, both manual and electronic
  • Create management information on monitoring activities undertaken, highlighting areas that require further investigation and review
  • Assist in maintenance of the Compliance Department's policies and procedures
  • Assist with investigating and resolving adhoc queries from business areas and exchanges

The Successful Applicant

Desirable applicants will:

  • Have a working understanding of Microsoft office packages including MS Word & MS Excel
  • Have strong analytical skills and the ability to work through complex issues in a structured and methodical manner
  • Have the ability to work accurately, thoroughly, reliably and with attention to detail
  • Have strong interpersonal communication skills, both written and verbal
  • Have the ability to work calmly under pressure either as part of a team or autonomously
  • Have some knowledge of the products, markets & operational processes (in particular Derivatives & FX)
  • Have some knowledge of the FCA's Code of Market Conduct

What's on Offer

Remuneration will include a salary between £27,000 - £30,000 and an excellent additional benefits package.

Apply for this job

Click the Apply or LinkedIn button below or contact Steven Wheller quoting job reference 13704048
As you are using an Apple iOS device we are unable to offer you the CV upload function. Please apply with your Linkedin profile below or contact Steven Wheller quoting job reference 13704048